SEBI Compliance Certification Services

Listed entities and market intermediaries operate in a highly regulated environment where timely disclosures, certifications and continuous compliance are essential. Our firm assists listed companies and other regulated entities in complying with the Securities and Exchange Board of India (SEBI) Regulations through advisory, certification and implementation support.

We provide practical guidance on regulatory obligations while helping organisations establish robust compliance systems that reduce regulatory risk and enhance investor confidence.

Our SEBI Services Include:

  • Compliance advisory under SEBI Regulations
  • Certifications under various SEBI Regulations
  • Annual and periodic compliance reviews
  • Stock Exchange filing support
  • Review of corporate disclosures
  • Corporate governance compliance advisory
  • Continuous disclosure compliance
  • Corporate action compliance
  • Share capital and securities compliance
  • Review of secretarial records for SEBI compliance
  • Assistance during regulatory inspections and observations
  • Compliance framework implementation

We advise on compliance under:

  • SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015
  • SEBI (Prohibition of Insider Trading) Regulations, 2015
  • SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
  • SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018
  • SEBI (Share Based Employee Benefits and Sweat Equity) Regulations
  • SEBI (Delisting of Equity Shares) Regulations
  • SEBI (Buy-back of Securities) Regulations
  • SEBI (Depositories and Participants) Regulations
  • Other SEBI circulars, master circulars and operational guidelines applicable to listed entities

Our objective is to help listed companies meet their regulatory obligations efficiently while strengthening governance and maintaining the confidence of investors and regulators.